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Advance Directives

420-5-19 Advance Directives

Surrogate health care decision-makers, as authorized by Act 97-187, shall complete the form attached hereto as Appendix I, which, when properly completed and duly notarized, shall constitute the certification of the surrogate as required by the act and shall authorize the surrogate, including a representative of the ethics committee or another duly appointed committee at the facility where the patient is being treated, acting by unanimous consent as the surrogate, to make standard health care decisions for the patient as well as to make decisions regarding the providing, withholding, or withdrawal of life-sustaining treatment and artificially provided nutrition and hydration in instances involving terminal illness or injury and permanent unconsciousness. This form is to be used to fulfill the purposes of Act 97-187.

Certification of Health Care Decision Surrogate

An amendment to Appendix I (Certification of Health Care Decision Surrogate) was published on August 31, 2022, and became effective on October 15, 2022.

Appendix I: Certification of Health Care Decision Surrogate

Portable Do Not Attempt Resuscitation Order Reminder

Health Provider Standards shares this reminder with Alabama hospitals, nursing homes, assisted living facilities, specialty care assisted living facilities, and providers.

In 2016, the Alabama Legislature passed Act #2016-96, amending Alabama's Natural Death Act to create a valid portable Do Not Attempt Resuscitation (DNAR) order that transfers from one health care facility to the next facility if it is issued using a properly completed and executed form found in the Alabama Department of Public Health's Administrative Rule 420-5-19, Appendix II. The form requires the following:

  • Patient's name;
  • Patient's date of birth;
  • One of the following;
    • Patient/resident signature/consent that resuscitative measures be withheld in the event of cardiopulmonary cessation;
    • Advance Directive with instructions regarding life-sustaining treatment and the signature of a facility/provider attesting that the patient/resident is not competent or is no longer able to understand, appreciate, and direct his/her medical treatment and has no hope of regaining that ability
    • Health Care Proxy/Attorney in Fact consent OR
    • Surrogate consent; AND
    • Physician's signature and date of signature.

The completed DNAR must be made a part of the patient's medical record, and the DNAR order becomes portable to other health care providers. The burden is on the transferring provider/facility to communicate the DNAR order to the receiving facility and to ensure that a copy of the order accompanies the patient during transport.

"Facility-specific DNARs" can continue to be entered and followed; however, they will not be portable to other health care providers. For more information, please see the following links.

Alabama Portable Physician Do Not Attempt Resuscitation Order

Frequently Asked Questions (FAQs)

Yes – Facilities may modify the form's background and add handwritten information to the form. First and foremost, the DNAR order authentication time should be handwritten after the physician's signature, especially in hospital settings, where this is a CMS requirement. In addition, many have commented that the physician's license number (or other identifier) should be added under the physician's name to better distinguish the person signing the form from others with the same or similar name. Nevertheless, a signed and dated form, even without the time of signature, can be accepted as a valid DNAR form by a receiving hospital.

The form may be individualized with a facility or corporate logo; a bar code or other patient identifier may be added. The form is valid if printed on one page front and back or on two separate pages; it is valid if electronically reproduced or if copied on colored paper. It is not necessary for the ADPH seal as a watermark to appear in the background for the form to be valid.

However, the exact wording of the form itself may not be changed at all unless it gets formal approval from the Committee of Public Health.

The Alabama State Advisory Council on Palliative Care and Quality of Life recommends that every institution and agency adopt the color PINK for the portable DNAR form.

The Natural Death Act, Ala. Code 22-8A-1 et seq., contains provisions that affirm the right of competent adult persons to control the decisions relating to the rendering of their own medical care. Such decisions include, without limitation, the decision to have medical procedures, life-sustaining treatment, and artificially provided nutrition and hydration provided, withheld, or withdrawn in instances of terminal conditions and permanent unconsciousness. However, until recently, there was no law or guidance on "Do Not Resuscitate" ("DNR") or "Do Not Attempt Resuscitation" ("DNAR") orders, even though they are routinely used in health care settings throughout the state.
Before this change, when a Do Not (Attempt) Resuscitation (NO CODE, DNR) order was entered at one health care facility, it was enterprise- or corporate-specific. The order was no longer received as a valid order to be accepted and implemented by other providers after the discharge/transfer of a patient to another facility; for example, from a hospital in north Alabama to a nursing home in central Alabama. In the 2016 session, the Alabama Legislature passed Act #2016-96, amending Alabama's Natural Death Act to create a valid DNAR order that transfers with a patient/resident and to endorse the immediate acceptance and implementation of a valid DNAR order in separate and diverse health care settings.
One suggestion is that every health care facility amend hospital bylaws and/or the facility's policy and procedure statement to reflect acceptance of a DNAR order from any physician when a "valid", complete official order form is received, based on the provisions of the statute and rule that applies to all facilities in the state.
The amendments provide that the State Board of Health may adopt rules to implement this act as amended. In July 2016, the Alabama Department of Public Health developed a proposed rule and form for portable DNAR Orders. The rule allows a physician to enter a Portable Do Not Attempt Resuscitate order that transfers from one facility to another if issued using a properly completed and executed form found in Appendix II of the rule. This passed the usual adoption process by the Committee of Public Health and became final on October 3, 2016.
Both are easily found on the Alabama Department of Public Health website by entering “DNR” or “DNAR” in the search box at the top left of the home page. In addition, the rule and form are available by clicking the Laws/Regulations heading in the green banner at the top of the HOME page. The very first entry is the rule and form for the surrogate decision maker, and the rule and form for the Portable Physician DNAR Order. The rule and form can also be found on the Palliative Care page of the ADPH website.
Yes. But it is the responsibility of the accepting facility to verify the physician's licensure status and ensure that all required information is complete and correct.

This section is to some extent complex and has two subdivisions. The signature which follows this section must be placed by someone who is authorized to attest:

First, that the "..patient/resident is not competent or is no longer able to understand, appreciate, and direct his/her medical treatment and has no hope of regaining that ability."

Secondly: "A duly executed Advance Directive for Health Care with instructions that no life-sustaining treatment be provided was previously authorized by the patient/resident and is part of his/her medical record." It is not necessary that this section be signed by a physician. A person, such as a licensed administrator, a social worker, a PA or CRNP, a nurse, or other facility representative who is authorized to review the medical record and attest to the documentation in the medical record, could sign that these statements are true and correct. In the setting of use of this form by a patient at home for whom a close family member is the only person available to sign the form, the proper certification would be for that family member to sign Section 4 and have his/her signature on a signed and notarized Surrogate Decision Maker Form attached or incorporated in the medical record.

Yes – however, such DNR orders do not transfer with any patient to another care site.
No.
No. The amendments in 2016 did not change the fundamental elements of the
Alabama Natural Death Act.
No.
No – The rule and form are specifically written to allow a “No Code”, DNR, or DNAR order to be transferred from one facility to another.

This act does not specifically mandate the acceptance of a valid DNAR form as an order in the facility receiving a patient/resident from another facility. The rule requires the sending facility to transmit the DNAR form and the receiving facility to incorporate it into the medical record. The statute does require that any facility or physician who objects to accepting a patient who has chosen to be a DNAR patient assist that person and family in finding an acceptable alternative care location where the patient's wishes can be followed.

In addition, the Natural Death Act and the federal Patient Self Determination Act (PL 101-508) have established a legal basis for the right of a patient/resident to direct his/her own health care including withholding or withdrawing life sustaining treatments. Suppose a patient/resident arrives with a valid Portable Physician DNAR form and experiences cardiopulmonary cessation immediately or very soon after arrival at the new location. Further, this person is subjected to CPR before an internal assessment, and the paperwork for a facility-specific DNR order can be completed. There could be adverse legal action against the receiving facility based on the recent passage of these amendments and the knowledge of and receipt of a valid Portable Physician DNAR Order form.

The acceptance of a valid Portable Physician DNAR Order form is not a part of any facility rule and will not be specifically investigated during the survey process. Nevertheless, failure by staff at any federally certified health care facility to document and follow the resident's wishes regarding CPR in the event of cardiopulmonary cessation will be investigated and enforced exactly as currently stipulated by CMS regulations

The Board of Medical Examiners has exclusive authority to adopt rules relating to physicians in implementing the act as amended. To date, the BME has taken no action in this regard.

Yes. The wording of the act, which amended the Natural Death Act, implies that the special circumstance of cardiopulmonary cessation immediately produces both a terminal state and permanent unconsciousness unless resuscitative measures are promptly instituted. The circumstances of sudden cardiopulmonary cessation preclude the time required to engage a second physician to verify the disposition of the patient/resident involved.
No. Further end-of-life decisions, such as artificial nutrition and hydration, and any specific interventions mentioned in an advance directive, such as dialysis, must be reviewed and documented as currently described and designated under the Natural Death Act.
Yes. At the very least, the word "Time" will be added to the line for the physician's signature after "Date". Changes will be returned to the Committee of Public Health for approval once all suggestions have been received and reviewed by Department staff. Any suggestions for improving the form should be sent to LaKesha Hopkins at [email protected].





Page last updated: September 22, 2026